Job Responsibilities:

📍Leadership & Team Management 📍Lead, mentor, and develop a team of Market Surveillance Analysts. 📍Set performance goals, prioritize workload, and oversee daily task distribution. 📍Foster a culture of accountability, teamwork, and continuous improvement. 📍Provide regular coaching and feedback to ensure team members meet performance and development objectives. 📍Serve as the escalation point for complex cases or critical incidents. Market Surveillance & Oversight 📍Supervise real-time monitoring of trading activity across multiple platforms to detect suspicious patterns, market manipulation, or abusive conduct. 📍Ensure timely review and escalation of alerts in line with internal SLAs and regulatory standards. 📍Perform quality assurance reviews of analysts’ case work and ensure consistency in investigations. 📍Trade Analysis & Investigations 📍Conduct and oversee post-trade forensic analysis of flagged transactions. 📍Manage end-to-end investigations, from data collection and interviews to report drafting and regulatory submission. 📍Present key findings and risk insights to senior management and the Chief Regulatory Officer. 📍Regulatory Compliance 📍Ensure the team’s activities align with applicable laws and regulations (e.g., SEC, CFTC, FINRA, FCA, MiFID II, DFSA, VARA). 📍Support responses to regulatory inquiries, audits, and requests for information. 📍Monitor evolving regulatory developments and ensure internal processes remain compliant. 📍Process & Policy Development 📍Lead the refinement and automation of surveillance workflows, alerts, and escalation procedures. 📍Collaborate with Technology and Risk teams to enhance system capabilities and data quality. 📍Contribute to the development and enforcement of internal compliance frameworks, KYC/AML standards, and reporting procedures. 📍Cross-Functional Collaboration 📍Partner with Legal, Risk, and Operations teams to maintain effective information sharing and alignment. 📍Represent the Market Surveillance team in internal committees and cross-departmental initiatives. 📍Coordinate with external regulators and industry bodies where appropriate.

Job Requirements:

📍Bachelor’s Degree in Economics, Finance, Law, Mathematics, or a related field (Juris Doctor or equivalent preferred); 📍5+ years of experience in trade surveillance, market oversight, or regulatory compliance within financial services or crypto; 📍Proven experience managing or mentoring analysts or investigators in a high-paced, data-driven environment; 📍Solid understanding of market manipulation typologies, futures and derivatives trading, and risk management principles; 📍Hands-on experience with trade surveillance platforms (e.g., Nasdaq SMARTS, Eventus, Solidus Labs, or equivalent); 📍Excellent communication and report-writing skills with the ability to summarize complex findings clearly

If you’re passionate about blockchain and decentralized technologies, explore more opportunities in web3 and cryptocurrency careers.