About the company
IMC is a leading trading firm, known worldwide for our advanced, low-latency technology and world-class execution capabilities. Over the past 30 years, weāve been a stabilizing force in the financial markets ā providing the essential liquidity our counterparties depend on. Across offices in the US, Europe, and Asia Pacific, our talented employees are united by our entrepreneurial spirit, exceptional culture, and commitment to giving back. It's a strong foundation that allows us to grow and add new capabilities, year after year. From entering dynamic new markets, to developing a state-of-the-art research environment and diversifying our trading strategies, we dare to imagine what could be and work together to make it happen.
Job Summary
Your responsibilities will include, but not be limited to:
šOversee and coordinate regulatory reporting efforts and audits, ensuring timely and accurate submissions.
šManage and oversee regulatory inspections, periodic regulatory audits, including Internal, Systems, Cyber, and other regulatory audits, ensuring timely resolution of findings / observations.
šAddress and resolve Exchange and Regulatory alerts, investigations, and suspicious activity reports, while effectively communicating updates to the Board of Directors and Group Chief Risk Officer.
šOversee employee compliance requirements, including mandatory trainings and declarations and provide relevant assistance where required.
šOversee all the secretarial compliances as per Companies Act, 2013 and other applicable rules and regulations. Supervising follow-up actions with internal teams and external stakeholders to ensure prompt resolution of compliance related issues.
Your Skills and Experience:
šOver 10+ years of experience in compliance, secretarial, and risk management roles in the securities market. šQualified Company Secretary (CS) or Chartered Accountant. LLB will be an added advantage. šA thorough understanding of Business Rules, Bye-Laws, and various regulatory provisions of SEBI and various Exchanges and Clearing Corporations šNISM-Series-III-A and VII certifications (or readiness to obtain before joining). šStrong analytical, communication, and project management skills. šTechnology skills involving scripting and databases (eg SQL) are an advantage.
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