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Cash App
Brokerage Account Operations Specialist
atĀ Cash App
about 7 hours ago | 19 views | Be the first one to apply

Brokerage Account Operations Specialist

Full-time
Chicago, North America
Per year
$83,000 To $125,000

About the company

It all started with an idea at Block in 2013. Initially built to take the pain out of peer-to-peer payments, Cash App has gone from a simple product with a single purpose to a dynamic ecosystem, developing unique financial products, including Afterpay/Clearpay, to provide a better way to send, spend, invest, borrow and save to our 47 million monthly active customers. We want to redefine the world’s relationship with money to make it more relatable, instantly available, and universally accessible. Today, Cash App has thousands of employees working globally across office and remote locations, with a culture geared toward innovation, collaboration and impact. We’ve been a distributed team since day one, and many of our roles can be done remotely from the countries where Cash App operates. No matter the location, we tailor our experience to ensure our employees are creative, productive, and happy.

Job Summary

You Will

šŸ“Drive continuous improvement by maintaining and enhancing operating procedures to ensure compliance and efficiency. šŸ“Design and implement new processes that support business growth, scalability, and evolving regulatory requirements. šŸ“Oversee and improve daily brokerage operations, ensuring accuracy and record-keeping. šŸ“Lead critical projects such as clearing firm and platform upgrades, collaborating with Engineering, Legal, Compliance, and Product teams. šŸ“Champion process improvements using data insights, automation, and emerging technologies. šŸ“Mentor team members on complex procedures, regulatory updates, and best practices. šŸ“Review and approve work from junior staff to uphold accuracy, consistency, and compliance standards. šŸ“Stay ahead of SEC/FINRA regulations, lead compliance reporting, and enforce Written Supervisory Procedures. šŸ“Coordinate responses to regulatory inquiries and oversee compliance monitoring activities. šŸ“Build strong partnerships across the business, present updates to senior leadership, and manage relationships with external partners.

You Have

šŸ“4+ years of experience in brokerage operations back office functions FINRA Licenses: Series 7 & 63 required šŸ“Experience with process improvement and automation projects šŸ“Strong analytical skills with proficiency in SQL and data visualization tools (Looker/Tableau) šŸ“Experience with project management methodologies šŸ“Demonstrated mentoring or training experience

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