Responsibilities

📍Responsible for the timely analysis of alerts leading to the detection and prevention of market misconduct. 📍Identify areas of concern and escalate to stakeholders; quickly highlight abnormal and/or aberrant activity to senior management and product heads. 📍Contribute to the design and development of models to enhance surveillance coverage, including but not limited to various forms of conduct risk, compliance policies, and market manipulation. 📍Perform ad-hoc reviews of trading activity by analyzing complex situations, identifying high risk behaviors, and applying judgment to resolve issues in an efficient manner. 📍Compile analysis into meaningful summaries and make findings available to relevant stakeholders such as Legal and Compliance. 📍Keep informed of regulatory, business, and market structure changes that impact the surveillance program and continually look for methods to improve coverage and performance. 📍The ideal candidate possesses exceptional analytical and communication skills needed for dealing with market participants regarding activity under review.

Requirements

📍The successful candidate should have at least 5 years of industry experience, ideally in financial services compliance, at a financial services regulator, exchange/trading venue or similar experience, with a good understanding of financial markets and trading. 📍Proven experience working in a rapidly changing and complex work environment. 📍Strong functional knowledge of trade surveillance and exception based monitoring. 📍Substantial knowledge of financial/trading regulatory frameworks. 📍Strong communication skills, both written and verbal. 📍Resourceful, results oriented, self starter with the ability to persevere and overcome obstacles. 📍Demonstrate a high level of initiative, analytical skills, and impeccable integrity. 📍Digital Asset product and market structure knowledge is a plus. Tableau, Python, and SQL skills are a plus.