Real-Time Market Monitoring

📍Monitor trading activity across crypto, binary options, and futures platforms to detect suspicious patterns, manipulation, or abusive behavior. 📍Utilize surveillance tools and dashboards to flag anomalies and escalate concerns. 📍Trade Analysis & Investigation 📍Conduct post-trade reviews and forensic analysis of flagged transactions. 📍Conduct investigations of potential rule violations by obtaining testimony, compiling records and drafting investigative reports for presentation to the Chief Regulatory Officer. 📍Prepare detailed reports on findings and recommend appropriate actions. 📍Regulatory Compliance 📍Ensure adherence to applicable regulations (e.g., SEC, CFTC, FINRA, MiFID II, FCA, etc.) and internal policies. 📍Assist in preparing responses to regulatory inquiries and audits. Policy Development & Enforcement 📍Contribute to the development and refinement of surveillance protocols and compliance frameworks. 📍Support enforcement of KYC/AML procedures and transaction monitoring. 📍Cross-Functional Collaboration 📍Work closely with Legal, Risk, and Technology teams to improve surveillance systems and compliance workflows. 📍Liaise with external regulators and industry bodies as needed.

Knowledge and Experience

📍Bachelor’s Degree in Economics, Finance, Math or Juris Doctorate. 📍3+ years in Compliance in financial services, or equivalent experience. 📍Strong Analytical and communication skills. 📍Familiarity with futures markets, commodities and trading. 📍Familiarity with Trade Surveillance Platforms is a plus. 📍Exceptional written and verbal communication skills. 📍Self-starter who can prioritize and meet deadline pressure.

If you’re passionate about blockchain and decentralized technologies, explore more opportunities in web3 and cryptocurrency careers.