Responsibilities:

📍Supervise junior member(s) of the compliance team in areas of complaint management, issue management, audit findings resolution, risk assessment, and governance. 📍Oversee the issue management process to ensure appropriate mitigation, remediation, root cause analysis, tracking, reporting and resolution. Incumbent will lead and work across all functional areas to ensure successful resolution and handling of issues. 📍Drive the development and execution of remediation and testing plans to address issues/findings, which may include process updates, documentation and/or training. 📍Lead the design and implementation of the risk assessment framework to provide independent, risk-based evaluation of regulatory compliance. 📍Take a leading role in identifying, mapping out, enhancing, documenting, and rating controls and risks as part of our Risk Assessment process. 📍Provide timely and accurate advice and guidance to the Gemini Credit Card’s teams on issues arising from compliance policy areas and subject matter within the responsibility of the Compliance Department. 📍Partner with the broader Counsel team to address emerging trends, regulations and business objectives; share information about developments in the product and Compliance program to organize efficient and transparent support across the departments. 📍Lead responses to periodic audits, reporting requirements, regulatory examinations, and assessments. 📍Act as contact person and liaison between department heads and senior management at Gemini as well as our Bank partner. 📍Monitor operational processes and procedures to ensure that the company operates in accordance with applicable regulations as well as with the CMS Policy. 📍Maintain current knowledge of applicable laws and regulations and understand regulatory impact of changes to product/service offerings.

Qualifications:

📍Bachelor degree. Juris Doctor, and /or CFE preferred. 📍6+ years of experience in regulated finance or fintech industry with a focus on credit card regulatory/consumer compliance. 📍Thorough understanding of lending/credit financial services and key laws, regulations, guidance, and industry-standard practices such as UDAAP; Regulation B, E, D/DD, Z, V; SCRA; GLBA; BSA/AML; etc. and associated regulations. 📍Strong project management, time management, and organizational skills. 📍Excellent written and verbal English communication skills with a strong attention to detail.

The future of finance is here — whether you’re interested in blockchain, cryptocurrency, or remote web3 jobs, there’s a perfect role waiting for you.