The Department:Compliance

📍Compliance at Gemini is a team dedicated to managing the next generation of financial crime in a complex and evolving regulatory environment. We are a diverse group of technology, legal, and operational professionals who develop new approaches to solving classic problems using cutting edge tools and processes.

The Role: Manager, Compliance (KYC/Onboarding)

📍Gemini is looking for a smart, friendly individual that is organized, detail-oriented and eager to contribute to a world-class compliance team. The ideal candidate will be a self-starter and quick study who is comfortable working within the fast-paced environment of a growing FinTech firm. This is a unique opportunity to make a real, immediate impact in an exciting new technology at an industry leading firm well-positioned for success.

Responsibilities:

📍Oversee day-to-day functions of the Gemini onboarding team. 📍Provide ongoing KYC, EDD and onboarding training to members of the onboarding team. 📍Track pending account applications and provide regular updates on completion progress. 📍Perform quality control on onboarding submissions ensuring accuracy and providing constructive feedback as needed. 📍Review institutional account applications for approval or escalation. 📍Draft and/or update internal procedures as needed. 📍Work cross-functionally with teams across the enterprise to address compliance related issues. 📍Identify procedural inefficiencies and help develop and drive process improvements.

Minimum Qualifications:

📍BA/BS degree or international equivalent. 📍6+ years of experience in the financial services industry with a focus on KYC, CDD, EDD and other onboarding related functions. 📍Prior management and training experience. 📍Excellent written and verbal communication skills with a strong attention to detail. 📍Track record of success and results, ideally in a high-growth or entrepreneurial environment. 📍Flexible mindset and a willingness to roll up your sleeves and assist in various compliance functions as needed. 📍Previous experience reviewing institutional and business retail account applications, including assessment of customer risk. 📍Strong understanding of regulatory requirements related to opening new accounts.

Preferred Qualifications:

📍Advanced degree/certifications, e.g., JD, MBA, CAMS, CFE. 📍Working knowledge of digital asset trading and blockchain technology, including previous experience working with blockchain analytics tools. 📍Comfort with an ever-changing regulatory landscape and fast-paced business environment. 📍Experience working with data analytics tools such as Looker.

It Pays to Work Here

📍The compensation & benefits package for this role includes: 📍Competitive starting salary 📍A discretionary annual bonus 📍Long-term incentive in the form of a new hire equity grant 📍Comprehensive health plans 📍401K with company matching 📍Annual Learning & Development stipend 📍Paid Parental Leave 📍Flexible time off