Key Responsibilities:

📍Lead and advise the business on issues relating to financial markets regulations, as well as develop and implement solutions aligned with Wintermute’s business objectives and its global regulatory and compliance strategy. 📍Establish and implement standards, policies and procedures for the Europe compliance program. 📍Oversee trade related compliance activities. 📍Coordinate responses to inquiries from regulatory authorities. 📍Manage all aspects of the EU firm’s AML compliance program. Collaborate with other control functions such as compliance, risk, operations to address any regulatory issues which may impact the function, business or product. 📍Assist with development, maintenance and delivery of compliance related materials, including policies and procedures, manuals and training materials against regulatory requirements and best practices. 📍Review and approve marketing materials, ensuring it complies with applicable financial promotion rules. 📍Support compliance and regulatory projects, including authorisations, transaction monitoring and surveillance. Investigating and analyzing automated transaction monitoring alerts. 📍Involvement in regulatory horizon scanning, including interpreting the regulation, scoping and analysis, and implementing new regulation changes. 📍Reviewing new publications from regulators and communicating their impact to stakeholders. 📍Coordinate and lead Wintermute’s response to regulatory inquiries, examinations or investigations as well as other cross-border regulatory matters as may be required. 📍Develop regulatory and operational strategy for new products in multiple jurisdictions in coordination with the business and product teams. 📍Ideally, lead on Wintermute’s digital assets policy with leading crypto associations, federal and state regulators, and analyse, consider and comment on proposed bills as they are promulgated.

Hard Skills Requirements:

📍At least 7+ years of compliance experience, preferably in a proprietary trading or crypto-native firm.
📍Strong understanding of both MiCA and MiFID regulations. 📍Experience in relation to proprietary trading, financial services and/or crypto. 📍Strong attention to detail and able to prioritize workload to meet tight deadlines. 📍Excellent communication skills, both written and verbal.

The future of finance is here — whether you’re interested in blockchain, cryptocurrency, or remote web3 jobs, there’s a perfect role waiting for you.