Your responsibilities

📍Develop the compliance function and lead the company’s regulatory strategy ensuring its alignment to the product roadmap 📍Establish and embed an effective risk management framework and monitor compliance with our regulatory obligations 📍Develop, manage and implement policies and procedures for regulatory compliance 📍Act as a strategic advisor to our Executive and Senior Management for growth and expansion 📍Ensure adherence to regulatory requirements and reporting obligations and advise the business across all regulatory and compliance matters 📍Ensure our products are developed with a complete understanding of the regulatory implications and the company systems and processes meet the relevant quality and regulatory standards 📍Monitor new legislation, guidance, consultations and cases that impact financial regulation 📍Perform compliance checks and report on risk and compliance of our internal business processes, to provide assurance to clients; and ensure our key suppliers are complying with agreed standards and contract terms 📍Promote a sustainable culture of risk awareness in the business that is consistent with Globacap’s core values 📍Collaborate with external and internal auditors and HR when required. 📍Provide an advisory service to employees on regulatory requirements and hoe to most-effectively achieve compliance with these. 📍Communicate with and influence senior management, especially via relevant governance forums, on both matters arising and strategic decisions which have regulatory relevance. 📍Communicate with industry peers to identify latest themes and issues and best market practices. 📍Any other ad hoc duties that may be required from time to time.

Requirements

📍Educated to University degree level, preferably in law, accounting, business, finance or related discipline or equivalent. 📍Highly experienced Compliance generalist in the Financial Services sector 📍Experienced in CFD or Web 3 sector 📍Strong working knowledge of international AML rules, securities trading, payments regulations and understanding of financial markets. 📍Knowledge of market dynamics, liquidity and trading practices

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