About the company
FalconX is the most advanced digital asset platform for institutions. We provide trade execution, credit & treasury management, prime offering and market making services. Given our global operations, industry-leading technology and deep liquidity, we have facilitated client transactions of $1 trillion in volume. Our products & services are regulated, compliant and trusted. We are a team of engineers, product builders, institutional sales and trading leaders, operations experts, and business strategists. Our teammates have entrepreneurial experience and come from companies such as Google, Apple, Paypal, Citadel, Bridgewater, and Goldman Sachs. And, we embody our values: Think big; Drive bold outcomes; Be one team; Iterate with speed; and be an entrepreneur. We prioritize learning. Outcomes are mission-critical, but we also believe that learning in success and in failure will drive our continued success. Our industry is emergent - thereās no shortage of experiments to get involved with and to continue growing and learning together.
Job Summary
Responsibilities
šLead the KYC and Transaction Monitoring Analysts and Associates by managing, mentoring, developing and fostering a culture of compliance, maintaining service level agreements and working towards continuous improvement. šLiaise with internal stakeholders including Institutional Coverage (IC), Sales, Business Operations by providing KYC/AML/TM policy advice, status update as needed. šForm strong partnerships with country compliance teams globally by balancing shifting priorities, ensuring policy and regulatory requirements remain at the forefront of execution and approach. šDevelop and maintain key performance indicators (KPIs) and metrics to assess the efficiency and effectiveness of KYC and Transaction Monitoring operations. šPrepare regular reports for senior management on KYC activities, risks, and compliance status. šStay updated on relevant laws, regulations, and guidance pertaining to Digital Asset regulations particularly around KYC and Transaction Monitoring. šProactively seek and develop greater productivity and enhancements where possible through process improvements and/or technological enhancements. šSupport global and regional compliance teams on certain risk mitigation projects.
Success
šAs a team lead, youāll be part of a global network of high performing compliance leadership and a key contributor to the success of the Firmās AML and Sanctions program. šYou consider yourself to be an expert in KYC regulatory requirements in at least three jurisdictions. šTo be successful in this role, you must work well under pressure and have excellent communication and written skills. šYou will need to be flexible, managing shifting priorities across time zones.
