About the company
FalconX is the most advanced digital asset platform for institutions. We provide trade execution, credit & treasury management, prime offering and market making services. Given our global operations, industry-leading technology and deep liquidity, we have facilitated client transactions of $1 trillion in volume. Our products & services are regulated, compliant and trusted. We are a team of engineers, product builders, institutional sales and trading leaders, operations experts, and business strategists. Our teammates have entrepreneurial experience and come from companies such as Google, Apple, Paypal, Citadel, Bridgewater, and Goldman Sachs. And, we embody our values: Think big; Drive bold outcomes; Be one team; Iterate with speed; and be an entrepreneur. We prioritize learning. Outcomes are mission-critical, but we also believe that learning in success and in failure will drive our continued success. Our industry is emergent - thereās no shortage of experiments to get involved with and to continue growing and learning together.
Job Summary
Responsibilities
šEnsure a compliant onboarding of new customers, conduct due diligence for existing customers against our AML/CFT policies by working with our Level 1 KYC Team in Bangalore, India. šConduct enhanced due diligence for new and existing Higher Risk customers, including preparing supporting documentation for the Enhanced Customer Due Diligence Committee, šProvide input to results from name list screening and carry out review, including obtaining approval on disposition on positive matches of alerts from the CCO, šLiaise with internal stakeholders including Institutional Coverage (IC), Sales, Business Operations and Legal on Singapore regulatory and policy AML/KYC matters by providing advice on MAS PSN02 and corresponding Guidelines, šAssist with the annual Enterprise Wide Risk Assessment, šAssist with new joiner and annual refresh AML/CFT training teams across APAC, šAssist the Account Management Team with due diligence requests as they pertain to Singapore AML/CFT controls, šProactively seek and develop greater productivity and enhancements where possible through process improvements and/or technological enhancements šSupport Compliance management for quarterly Board Meetings and other reporting as appropriate, šAssist with Transaction Monitoring dispositions and further reviews as escalated from Level 1 Transaction Monitoring Teams, where appropriate. šAssist with Travel Rule requests where necessary by collating information.
Success
šAs a Compliance Analyst/Associate, youāll be part of a global network of compliance officers and a key contributor to the success of the Firmās AML and Sanctions program. šTo be successful in this role, you must work well under pressure and have excellent communication skills by being flexible and work well with sometimes shifting priorities. šBe open to providing coverage when team members are on holiday or out of the office. šUnderstand and know the MAS PS N02 and Guidelines and best industry practices, šFamiliarity with the FATF Travel Rule is an advantage.
