Key Responsibiities

📍Provide support to the team in managing our regulatory compliance program in Australia, including: 📍Monitor and manage compliance with AFSL obligations Advise the business on day-to-day compliance related matters Assist in the review and submission of reconciliations and regulatory reports
📍Liaise with compliance officers globally on business activities conducted across different countries 📍Provide advice on new products and new business structures 📍Manage internal compliance operational controls and carry out assessments as required 📍Monitor services provider SLAs and provide feedback where neededHandle regulatory inquiries
📍Handle bankruptcy requests, deceased estate requests and Centrelink cases 📍Handle internal and external escalated disputes including AFCA liaison 📍Perform compliance assessments of digital assets
📍Assist with third party due diligence processes 📍Review marketing materials
📍Review and advise on escalated financial crime cases 📍Develop and maintain compliance policies and procedures 📍Assist in updating the compliance program and work plan on a regular basis 📍Update the business on regulatory changes
📍Support reviews, audits and inspections from external parties, including regulators, and ensuring relevant findings are remediated appropriately 📍Support preparation of management and board reporting that includes insights and analysis based on industry-leading knowledge of regulatory compliance topics 📍Assist in responses to industry consultations on digital asset regulation 📍Assist in handling various compliance projects
📍Ensure staff adherence to company policies and procedures 📍Promote compliance awareness and provide compliance training where needed 📍Perform duties and provide support as 2IC for the Australian compliance team 📍Carry out other compliance related duties as instructed by VP Regulatory Compliance from time to time 📍Stay up-to-date with the current regulatory landscape and compliance requirements of the cryptocurrency industry

Requirements

📍A minimum of 10 years’ experience in financial services compliance Bachelor's degree and RG146 complianceACAMS certification preferred 📍Working knowledge of AFSL obligations, derivatives compliance and associated reporting 📍Leadership and management skills including experience managing a team 📍Familiarity with ASIC and AUSTRAC requirements a must 📍Familiarity with RBA and APRA requirements preferred 📍Knowledge of the applicable contemporary practices in the field of Compliance, including but not limited to understanding of regulatory matters regarding AFSL and AML legislative and regulatory requirements