Key Responsibilities:

📍Develop, implement, and continuously improve risk and compliance frameworks to support Swyftx’s growth and sustainability. 📍Provide strategic guidance and oversight on risk management, compliance policies, and regulatory matters for regulated and unregulated activities. 📍Act as the primary point of contact for regulatory bodies, including ASIC, and manage all engagements, ensuring adherence to regulatory obligations. 📍Lead the design and execution of risk assessments in areas including AML/KYC, consumer protection and data protection assessments, to align with local regulatory requirements. 📍Maintain and update risk registers, facilitate workshops and provide training to embed a strong compliance and risk culture across the organisation. 📍Build and mentor a high-performing team, fostering collaboration and driving continuous improvement initiatives.

To be successful you will have:

📍Relevant experience in risk management, compliance, or a related field, with deep knowledge of the Australian regulatory environment and financial services regulation. 📍Extensive experience in financial markets gained from equivalent roles in regulated financial services businesses operating in Australia and New Zealand. 📍Demonstrable experience working with ASIC, including a strong understanding of ASIC’s supervisory approach and key regulatory requirements. 📍Proven ability to establish and maintain compliance frameworks and policies, including ensuring ongoing alignment and compliance with internationally derived regulatory requirements. 📍Expertise in managing implementation or ongoing compliance with AFSL related requirements, with a proven ability to uplift and embed compliance programs and risk frameworks.